1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
(1)
|
01/24/2022 |
Common Stock
|
628
|
$
4.77
|
D
|
|
Employee Stock Option (right to buy)
|
(1)
|
12/22/2023 |
Common Stock
|
430
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
12/23/2013 |
12/22/2023 |
Common Stock
|
623
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(1)
|
12/22/2023 |
Common Stock
|
314
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(1)
|
12/22/2023 |
Common Stock
|
969
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(1)
|
12/22/2023 |
Common Stock
|
790
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(2)
|
12/22/2023 |
Common Stock
|
597
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(1)
|
12/22/2023 |
Common Stock
|
377
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(3)
|
01/05/2024 |
Common Stock
|
7,628
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(2)
|
01/06/2025 |
Common Stock
|
27,031
|
$
10
|
D
|
|
Employee Stock Option (right to buy)
|
(2)
|
01/06/2025 |
Common Stock
|
27,969
|
$
10
|
D
|
|
Employee Stock Option (right to buy)
|
(3)
|
12/22/2023 |
Common Stock
|
16,703
|
$
5
|
D
|
|
Stock Appreciation Right
|
(4)
|
12/22/2023 |
Common Stock
|
7,264
|
$
5
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vests in 48 equal monthly installments. |
(2) |
The option vests with respect to one-quarter of the underlying shares upon the first anniversary of the grant date, and then with respect to the remaining shares monthly thereafter over the next three years. |
(3) |
The option vests with respect to one-third of the underlying shares on the grant date, and then with respect to the remaining two-thirds of the underlying shares in 48 equal monthly installments thereafter. |
(4) |
This award was granted under the Issuer's 2013 Equity Incentive Plan and can be settled in cash or shares of the Issuer's common stock, at the sole discretion of the Issuer. The award vests in 48 equal monthly installments from the grant date. |